Compliance Officer jobs
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Featured Job Postings from the Web
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| May 25 | Compliance Officer | Calvert Foundation | Bethesda, MD |
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fill an officer level position to manage the compliance program. The individual is ... internal training and education regarding compliance policies. Manage compliance... more |
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| May 25 | Compliance Officer | New Jersey | |
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Officer responsible for maintaining compliance within the operation of various title and closing licensing requirements, State & Federal Laws and Underwriter Requirements, through... more |
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| May 24 | Hedge Fund / Trading Compliance Officer | Compliance Search Group | New York, NY |
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Fund. The firm seeks an experienced trading compliance professional to join their team. ... you will work alongside the companys chief compliance officer in designing and... more |
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| May 23 | Banking Compliance Officer | Forum Group | New York, NY |
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of Federal Reserve and OCC regulations. The compliance officer will meet wtih the ... changes and requirments. Additionally the compliance officer will provide risk... more |
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| May 22 | Hedge Fund Compliance Officer | Compliance Search Group | New York, NY |
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and personal trading compliance Monitor compliance with insider trading procedures, ... retention oversight Monitor and coordinate compliance activities of other departments... more |
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| May 22 | AML Compliance Officer | Financial Services Company | New York, NY |
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program for Private Wealth Management AML Compliance. Responsibilities: Review high ... 5 plus years experience as an AML Compliance KYC Officer Advanced knowledge of... more |
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| May 22 | Senior Compliance Officer / Investment Management | Compliance Search Group | Philadelphia, PA |
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Compliance, assist in the oversight of the compliance program of the firms US divisions, ... Compliance Monitoring Perform specialized compliance exams based on regulatory... more |
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| May 20 | Compliance Officer - Consumer Lending | Bank | New York, NY |
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Compliance Officer Consumer Lending Our client, a midtown banking institution, is ... currently looking for a Consumer Compliance Officer. The position will be VP level role. more |
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| May 20 | Marketing Material Review Compliance Officer | Compliance Search Group | Philadelphia, PA |
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Our client seeks a Compliance Officer who will be responsible for wholesale distribution ... Conduct compliance training Regulatory Assist in the reviewing / implementing changes in r... more |
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| May 20 | Compliance Officer (investments) | Leader | Chicago, IL |
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Chicago who is seeking to add a Compliance officer. Qualified candidates will possess ... firm, ensuring marketing materials are in compliance, filings scanning, etc. This is a... more |
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| May 14 | Bank Compliance Officer | Mcknight Group | Wilton, CT |
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banking industry compliance analyst/ officer to initiate, develop and implement ... responsibilities include: *conducting compliance audits throughout the organization... more |
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| May 09 | Fixed Income Compliance Officer | Guggenheim | New York, NY |
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The Fixed Income Compliance Officer will be responsible for keeping Compliance policies ... and execute surveillance and testing of Compliance and supervisory procedures. *... more |
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| May 09 | Compliance Officer | Lively and Associates Staffing | Irving, TX |
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artifacts. Collaborate with others on compliance and security issues and ... system design meetings. Conduct security and compliance training. Conduct annual disaster... more |
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| May 08 | Senior Alternatives Compliance Officer | Michael Page International | New York, NY |
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The Compliance Officer will be responsible for the oversight of the alternative ... a generalist compliance role. The Compliance Officer's general responsibilities will... more |
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| May 01 | Compliance Officer | Firstcare Health Plans | Austin, TX |
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Compliance Officer oversees the Corporate Compliance Program b reviews and evaluates ... relating to compliance. The Compliance Officer is authorized to implement all... more |
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| Apr 25 | Compliance Officer | Managed Medicaid Services | Cleveland, OH |
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COMPLIANCE OFFICER Unique opportunity to design and build a compliance program and develop ... Ensure compliance with CMS regulations, guidance and updates and provide analysis/advice f... more |
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| Mar 14 | Chief Compliance Officer | Bayada Home Health Care | Moorestown, NJ |
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The Chief Compliance Officer will design, develop and lead our company-wide compliance pro ... compliance; * Identifies potential areas of compliance vulnerability and risk;... more |
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| Mar 02 | Compliance Officer / Broker Dealer | Sinon Group | New York, NY |
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dealer in NYC, is seeking a Compliance Officer. Requirements: * Bachelors degree with three years of compliance experience preferably in a broker dealer environment * Experience... more |
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| Feb 29 | Compliance Officer | Absolute Home Mortgage | Huntingdon Valley, PA |
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As a compliance officer for Absolute Home Mortgage Corporation your main responsibilities ... Identifies potential areas of compliance vulnerability and risk; develops/implements corre... more |
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| Feb 03 | Compliance Officer Real Estate Lending | Citi | Irving, TX |
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This position is for a Compliance Officer within the Independent Compliance ... management as needed; Identification of compliance risk/concerns and communicating... more |
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